ASHLOCK EDUCATION SOCIETY
SPICER ADVENTIST UNIVERSITY, PUNE
RESEARCH POLICY
Spicer Adventist University (SAU) strongly believes in appreciating teaching and research for the growth of the students and the progress of the institution in academia. For this reason, the university initiated the Office of Research and Innovation to establish the research culture within the university for development in research-related activities. For smooth functioning of the research work at SAU, a thoroughly studies research policy is established.
The university complies with the fact that ethical practice is essential in any form of academic activity. Violations to basic ethics will affect the value and credibility of the author and the work done. Hence, all academic activity must abide by the ethical guidelines as set by Spicer Adventist University.
Purpose
Spicer Adventist University has laid down guidelines to promote academic integrity and prevent plagiarism from enhancing awareness and ethical conduct in research.
Scope
The research ethics policy applies to all researchers pursuing research in the university and outside.
Ethical Principles
Researchers must abide by the following principles at all stages of the research lifecycle. This includes the planning stage, applying for funding, the conduct, and later stages of the project, such as dissemination and impact activities.
(n) Any significant divergence from the approved project must be subject to further ethical approval, and the researcher is responsible for acquiring further ethics approval before continuing with the research.
NOTE: THE FOLLOWING POLICIES APPLY ONLY TO ALL THE REGULAR FACULTY MEMBERS AND STUDENTS OF SPICER ADVENTIST UNIVERSITY (SAU).
A1. The Research Affairs Committee (RAC) shall be the administrative body that oversees any research work or research-related activity at Spicer Adventist University (SAU).
A2. All policies related to research done at/by SAU shall be made and ratified by the RAC.
A3. All activities related to research done at/by SAU should secure the prior approval of the RAC.
A4. The RAC shall comprise of the following members:
Vice-Chancellor
Registrar
Chief Financial Officer
Controller of Examinations
Deans of Divisions of Study
Chief-Librarian
Faculty members (1 from each Division)
Research Director (Secretary)
B1. Ethics Review Board (ERB) shall be a regulatory body related to research. All empirical research done at/by SAU (faculty or student) involving human subjects, animals or living organisms, etc., as part of the academic program must be reviewed by the ERB.
B2. A prospective researcher must secure approval of ERB before the collection of data.
B3. The ERB may issue a waiver if it is convinced that particular research does not involve the subjects mentioned above.
B4. The ERB shall comprise of the following members:
Hon’ble Vice-Chancellor
Registrar
Chief Financial Officer
Controller of Examinations
Deans of Divisions of Study
Research Director (Secretary)
C1. Paid writing leave of two weeks during the summer break shall be granted to the faculty of SAU to undertake research work and publication. Such an allowance shall be granted based on the following conditions:
C1-A. Submission of a clear research working plan such as a mini proposal or abstract shall be submitted along with the leave application for approval.
C1-B. Academic research articles worthy of conference presentation and publication be produced during the academic year. Such research work is also expected to be published in reputed, peer-reviewed journals or magazines recognized and listed by the UGC.
C2. Research grants of up to Rs. 50,000/- can be availed by the Divisions of Studies of SAU. The RAC shall make the selection of candidates for such grants on the recommendation of the respective BoS upon receipt of a duly-filled application form. Grants shall be awarded purely on a merit basis.
C3. A Research Appreciation Award of Rs. 5000/- shall be granted to faculty for each article published during a current academic year. This award shall be conferred during the SAU Research Recognition Day.
C4. A Research Appreciation Award of Rs. 3000/- shall be granted to faculty for each scholarly/academic paper presentation at national and international academic conferences during a current academic year. This award shall be conferred during the SAU Research Recognition Day.
C5. Research Appreciation Awards of Rs. 3000, Rs. 2000 and Rs. 1000 shall be awarded first, second, and third prizes respectively to students of each department for outstanding publishable research articles written during a current academic year. These awards shall be conferred during the SAU Research Recognition Day.
C6. A maximum of 50% of the basic pay shall be granted as financial assistance toward travel and registration expense to faculty invited to present research papers at national conferences.
C7. 200% of the basic pay shall be granted as financial assistance toward travel and registration expense to faculty invited to present research papers at international conferences.
C8. It shall be understood that unless authorized and/or sponsored by SAU, attendance to academic or non-academic conferences shall be discouraged.
FACULTY RESEARCH ALLOWANCES
The university encourages the teaching faculty for academic advancement. The meritorious candidates are provided funds from the “Ph.D. allowance” to initiate, continue, or complete research projects for career advancement. The university administration facilitates eligible to enroll for Ph.D. studies by providing financial assistance of Rs. 1, 55, 000/- to meet the expenses and an equal amount as bonus after completion of studies.
Due to COVID-19 pandemic, the researching faculties were restricted from travelling and therefore the funds were not allocated.
General Guidelines for Faculty Research Funds:
*All of the above require committee approval from the following governing bodies: Management council, Statutory council, and Board of Studies.
D1. DEFINITIONS
“‘Academic Integrity is the intellectual honesty in proposing, performing and reporting any activity, which leads to the creation of intellectual property.”
“‘Plagiarism’ means the practice of taking someone else’s work or idea and passing them as one’s own.
D2. UGC GUIDELINES FOR PLAGIARISM PREVENTION
Every HEI should establish the mechanism as prescribed in these regulations, enhance awareness about the responsible conduct of research and academic activities, promote academic integrity, and prevent plagiarism.
(a) HEI shall instruct students, faculty, researcher, and staff about proper attribution, seeking permission of the author wherever necessary, acknowledgment of source compatible with the needs and specificities of disciplines, and in accordance with rules, international conventions, and regulations governing the source.
(b) HEI shall conduct sensitization seminars/ awareness programs every semester on responsible research, thesis, dissertation, promotion of academic integrity and ethics in education for students, faculty, researcher, and staff.
(c) HEI shall:
The similarity checks for plagiarism shall exclude the following:
iii. All generic terms, laws, standard symbols, and standards equations.
Note: The research work carried out by the student, faculty, researcher, and staff shall be based on original ideas, which shall include abstract, summary, hypothesis, observations, results, conclusions, and recommendations only and shall not have any similarities. It shall exclude common knowledge or coincidental terms, up to fourteen (14) consecutive words.
Plagiarism would be quantified into the following levels in ascending order of severity for the purpose of its definition:
iii. Level 2: Similarities above 40% to 60%
Suppose any member of the academic community suspects with appropriate proof that a case of plagiarism has happened in any document. In that case, they shall report it to the Departmental Academic Integrity Panel (DAIP). Upon receipt of such a complaint or allegation, the DAIP shall investigate the matter and submit its recommendations to the HEI’s Institutional Academic Integrity Panel (IAIP). HEI authorities can also take Suo Motu’s notice of an act of plagiarism and initiate proceedings under these regulations. Similarly, proceedings can also be initiated by the HEI based on the findings of an examiner. The IAIP will investigate all such cases.
iii. The DAIP shall have the power to assess the level of plagiarism and recommend penalty(ies) accordingly.
The Chairman of DAIP and IAIP shall not be the same. The tenure of the Committee members, including the Chairman, shall be three years. The quorum for the meetings shall be 3 out of 4 members (including the Chairman).
iii. The IAIP shall also investigate cases of plagiarism as per the provisions mentioned in these regulations.
vii. The IAIP shall provide a copy of the report to the person(s) against whom the inquiry report is submitted.
Penalties in the case of plagiarism shall be imposed on students’ researchers and on researching faculty & staff of the HEI. Penalties are applicable only after academic misconduct on the individual has been established, without doubt, and all avenues of appeal have been exhausted. An individual in question has been provided enough opportunity to defend themselves fairly or transparently.
The institutional Academic Integrity Panel (IAIP) shall impose a penalty considering the severity of the Plagiarism.
iii. Level 2: Similarities above 40% to 60% – Such students shall be debarred from submitting a revised script for one year.
Note 1: Penalty on repeated plagiarism- Such student shall be punished for the plagiarism of one level higher than the previous level committed by him/her. If plagiarism of the highest level is committed, then the punishment for the same shall be operative.
Note 2: Penalty in the case where the degree/credit has already been obtained – If plagiarism is proved on a date later than the date of award of degree or credit as the case may be, then his/her degree or credit shall be put in abeyance for a period recommended by the IAIP and approved by the Head of the Institution.
III. Level 2: Similarities above 40% to 60%
iii) Shall not be allowed to be a supervisor to any new Master’s, M.Phil., Ph.D. Student/scholar for two years.
iii) Shall not be allowed to be a supervisor to any new Master’s, M.Phil., Ph.D. Student/scholar for three years.
Note 1: Penalty on repeated plagiarism – Shall be asked to withdraw manuscript and be punished for the plagiarism of one level higher than the lower level committed by him/her. If plagiarism of the highest level is committed, then the punishment for the same shall be operative. If level 3 offense is repeated, then the disciplinary action including suspension/termination as per service rules shall be taken by the HEI.
Note 2: Penalty in the case where the benefit or credit has already been obtained – If plagiarism is proved on a date later than the date of benefit or credit obtained as the case may be, then his/her benefit or credit shall be put in abeyance for a period recommended by IAIP and approved by the Head of the Institution.
Note 3: HEIs shall create a mechanism to ensure that each of the paper publications/thesis/dissertations by the student, faculty, researcher, or staff of the HEI is checked for plagiarism at the time of forwarding/submission.
Note 4: If there is any complaint of plagiarism against the Head of an HEI, a suitable action, in line with these regulations, shall be taken by the Controlling Authority of the HEI.
Note 5: If there is any complaint of plagiarism against the Head of Department/Authorities at the institutional level, a suitable action, in line with these regulations, shall be recommended by the IAIP and approved by the Competent Authority.
Note 6: If there is any complaint of plagiarism against any member of DAIP or IAIP, then such member shall excuse himself /herself from the meeting(s) where his/her case is being discussed/investigated.
(The above-stated policies on Academic Integrity and Plagiarism are excerpts from the UGC regulations on “Promotion of Academic Integrity and Prevention of Plagiarism in Higher Educational Institutions,” New Delhi, July 23, 2018, voted and adopted by the Research Affairs Committee of Spicer Adventist University on January 23, 2019.)
An oral presentation of about 25 to 30 mins. by the candidate. It is recommended that candidates employ slide presentations communicating the problem, objective, methodology, highlights of the study, key findings, conclusion, and recommendation.
Discussions and interrogation shall follow the presentation on the research work, beginning with the supervisor for about 30 to 45 mins. It is advisable to limit the interrogations to 2 questions from each member of the defense committee. Although the defense is open to all, questions should be restricted to the expert panel of an examiner appointed for the purpose. Note: It calls for the chair to maintain the decorum of the defense proceedings. Keeping the interactions respectful, professional, and diplomatic is highly recommended.
A close-door meeting of the examiners shall follow the interrogatory phase for about 15 to 20 mins. All the corrections, suggestions, and observations based on the SAU Research Paper Assessment Rubric shall be given in writing to the supervisor, who then shall communicate the same to the candidate.
The meeting of the examiners shall be followed by the declaration of the result of the defense. The result shall be declared by the chairperson of the defense depending on the outcome of the closed-door deliberations. The declaration shall be patterned as follows: On behalf of the defense committee, I regret/ am happy to declare that the theses/project of (Name of the Candidate) has been…
Criteria | Unsatisfactory | Satisfactory | Good | Excellent | Total | |||||
Paper
Focus: Purpose/ Position Statement |
0-13 points | 14-15 points | 16-17 points | 18-20 points | /20 | |||||
Fails to identify a relevant research topic or is not clearly defined and/or the paper lacks focus throughout. | Identifies a research topic but may be too broad in scope, and/or the thesis is somewhat unclear and needs to be developed further. The focal point is not consistently maintained throughout the paper. | Identifies a relevant research topic and a thesis that provides adequate direction for the paper with some degree of interest for the reader. The thesis states the position, premise, or hypothesis and is the paper’s focal point for the most part. | Identify a relevant research topic and a thesis that provides direction for the engaging and thought-provoking paper. The thesis clearly and concisely states the position, premise, or hypothesis and is consistently the focal point throughout the paper. | |||||||
Analysis | 0-22 points | 21-23 points | 24-26 points | 27-30 points | /30 | |||||
Demonstrates a lack of understanding and inadequate analysis of the research topic and thesis. The analysis is superficially based on opinions and preferences rather than critical analysis. | Demonstrates general understanding with limited critical analysis of the research topic and thesis (argument). Summarizes perspectives, counterarguments, or opposing positions. | Demonstrates an understanding and some
critical analysis of the research topic and thesis (argument). Adequately compares/contrasts perspectives, counterarguments, or opposing positions but broader connections and/or implications are not thoroughly explored. |
Demonstrates a sophisticated
understanding and careful, critical analysis of the research topic and thesis (argument). Compares/contrasts perspectives, considers counter-arguments or opposing positions, and draws original and thoughtful conclusions with future implications. |
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Evidence (Sources) | 0-22 points | 21-23 points | 24-26 points | 27-30 points | /30 | |||||
Lacks sufficient research sources to support the central position and/or, if included, are generally not relevant, accurate, or reliable. Contains numerous factual mistakes, omissions, or oversimplifications. Sources, if included, are not properly referenced and cited in the paper. | Provides some evidence to support the central position with only a few research sources. Some sources may not be relevant, accurate, reliable, and/or appropriately referenced and cited in the paper. | Provides essential, accurate evidence to support the central position with the required (7) research sources, including 1 source from a periodical database that is most relevant, accurate, and reliable. Sources are referenced and cited appropriately throughout the paper for the most part. | Provides compelling and accurate evidence to support in-depth the central position beyond the required (7) research sources with at least 1 source from a periodical database. Research sources are highly relevant, accurate, and reliable, add to the paper’s strength, and are effectively referenced and cited throughout the paper. | |||||||
Criteria | Unsatisfactory | Satisfactory | Good | Excellent | Total | |||||
Organization | 0-6 points | 7 points | 8 points | 9-10 points | /10 | |||||
Paper lacks logical organization and impedes readers’ comprehension of ideas. The central position is rarely evident from paragraph to paragraph, and/or the paper is missing multiple required components. | Paper is somewhat organized, although occasionally ideas from paragraph to paragraph may not flow well and/or connect to the central position or be clear as a whole. It may be missing a required component, and/ or components may be less than complete. | The paper is adequately organized. Ideas are arranged reasonably with a progression of thought from paragraph to paragraph connecting to the central position. Includes required components (introduction, body, conclusion, Reference List, etc.) for the most part. | The paper is effectively organized. Ideas are arranged logically, flow smoothly, with a strong progression of thought from paragraph to paragraph connecting to the central position. Includes all required components (introduction,
body, conclusion, Reference List, etc.). |
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Writing
Quality & Adherence to Format Guidelines |
0-6 points | 7 points | 8 points | 9-10 points | /10 | |||||
The paper shows a below-average/ poor writing style lacking in elements of appropriate standard English and following proper APA guidelines. Frequent errors in spelling, grammar, punctuation, spelling, usage, and/or formatting. | The paper shows an average and/or casual writing style using standard English and following APA guidelines. Some errors in spelling, grammar, punctuation, usage, and/or formatting. | The paper shows above-average writing style and clarity in writing using standard English and following APA guidelines. Minor errors in grammar, punctuation, spelling, usage, and/or formatting. | The paper is well written and clears using APA guidelines and standard English characterized by elements of a strong writing style. Basically free from grammar, punctuation, spelling, usage, or formatting errors. | |||||||
Timeliness* and Length of Paper
(* unexcused late) |
Deduct 11 points overall, failing | Deduct 6-10 points | Deduct 1-5 points | 0 points deducted | /— | |||||
Paper is submitted 2-3 days (49-72 hours) or more after the deadline and/or
substantially lacks/exceeds the required length |
Paper is submitted 1-2 days (25-48 hours) after the deadline and/or is somewhat lacking (or exceeds) the required length. | Paper is submitted within one day (24 hours) after the deadline and meets the required length (6-8 pages for the body). | Paper is submitted by the deadline and meets the required length (6-8 pages for the body). | |||||||
TOTAL POINTS (sum of 6 Criteria) | /100 | |||||||||
Rubric by Denise Kreiger, Instructional Design and Technology Services, SC&I, Rutgers University, 4/2014.